Introduction to Theory of Musical Technology before Music

nobuyasu sakonda

English translation by Christopher Stevens


2: Sign and machine

Xebec "Sound Arts" vol.15 (1998)

Japanese text

There are countless perspectives from which to view technology.However, the perspective I chose in the first part of this article was toexamine "technology as a cultural phenomenon." Even though technologyseems on the surface to be diverse, take for example, the steam engine,telephone, computer, and gene manipulation, there are also culturalaspects inherent in the appearance of such things. What I mean by"cultural" is a social system of meanings; or more roughly put, a pair ofglasses through which meaning is given to the world. A phrase used indaily conversation like "the way we see things" might be understood inphilosophical terms to mean "this is the frame of reference through whichwe recognize the world."
There are two specific reasons I emphasize the phrase "the way we seethings." One is to suggest that contemporary technology is by no meansuniversal nor does it stand outside of history, and therefore, we have theopportunity to put some distance between it and ourselves and establisha relative relationship to it. Now, we might not be able to take ourglasses off, but we can at least be aware of the fact that we are wearingthem. The second reason is that like science, technology itself is actuallystructured around a kind of mystical faith which is neither technical norlogical.?@This faith, despite the fact that technology today appears to bethoroughly "logical", affects the color of the entire enterprise at thedeepest level. By rights, this should then be a decisive, central issue todeal with when we consider the relationship between technology and art.
So what exactly is that faith? That is what I would like to examine in thisarticle using the metaphor of the "sign" and the "machine." "technologicalrationality" is in truth nothing more than rationality that has been builtupon a faith in the sign and the machine.


  • The Reduction to a Sign : Alphabets and Printing

  • The way we see things always include two extremes: "The subject doingthe seeing," and "the world that is seen." Technique is an externalization(objectification) of the person and as with communication, is the essenceof self-awareness. In the same way, the hammer is to fist as scissors areto tooth and nails as the wheel is to walking--all forms of externalization.The most important features in this are that the body and the act aredisconnected from the chain of reactions in which they are primarilypositioned and can be understood visually and manipulated.Understanding the externalized object is nothing less than understandingthe self. At the heart of the violence in a fit of passion is the fist isburied within the act. When the fist is externalized as a club or spear,people immediately understand the violent meaning or dynamics of thefist. In this way, by reinternalizing the externalized self, people form abasis from which to attach meaning the world. Yet, in this dynamicprocess, both the self and the world emerge simultaneously. At thisinstant, technique changes into a form that mediates between the selfand the world. When the mediation is between club and spear, the warriorthat is the self and the aggressor that is the other emerges along withthe just and unjust, allied territory and enemy territory. It never occursin the reverse order.
    The method that people use to externalize the self, technique, needsneither tool nor machine. "Writing" is certainly an externalizing techniqueof linguistic action. In particular, the phonetic alphabet promotes ananalytical, homogeneous material in the process. To externalize language,the thought processes and world that is represented by language must bedisconnected from the chain of actions that language is buried in, andpositioned within a visual space. Writing, as well as the polishing andediting of a text, is nothing less than visual manipulation of thought andthe world. A text gives rise to completed thoughts. Generally,systematic thought is not formulated without writing. Yet, in most of thecultural traditions that have writing systems, the letter is a symbol thatpossesses an illogical, sacred power. Only geographical areas that havebeen in some limited historically have successfully escaped thesymbolism of written language.
    The complete Greek alphabet, including both consonants and vowels,reduced all languages to the combinations possible with merely 24distinguishing signs analytically representing homogeneous spoken unitsof language. In other words, an alphabet divorces an accumulation ofmeaning that is of essential significance to the language from the letter.This clears the field for the roots of "faith," which is able to reduce allthings to attributes such as numbers or information and map out a worldon a completely homogeneous plane.
    This concept is not true, incidentally, for kanji (Chinese characters) inwhich one by one, letters leave their stamp of memory on the body,immersing us in the symbolic dimensions of transcendency, pleasure, anddeath.
    In the middle of the 15th century, with GUTENBERG's invention of movabletype, the nature of the alphabet was given an even clearer, moreconcrete form. The visual manipulation of thought and the world becamethe physical manipulation of a concrete object--type. In one sense, thiscreated an awareness of a homogeneous space where these manipulationswere performed. Over this entire process, the form of the machine wasthus clearly projected.
  • The Machine as a Symbol : Automata and the Clock
  • While on the one hand a simple tool is the externalization of the internalorgans, the machine is the externalization of a process, a series ofmovements. The machine as the symbol of practicality and efficiency issomething new. The machine has a long history as a mysterious objectused to astound people. This in itself is of no use, but on the other hand, itis a rare machine in which this characteristic doesn't surface. Whenconsidering externalization of the self and the understanding of the selfthrough technique, the essence of being human, the attempt toexternalize the entirety of the living self is in a sense the most naturalcourse of events. In fact, such attempts are nearly as old as the history ofthe machine. Engineering discussions on robots and artificial intelligencethat have really begun to unfold in this century are by no means the firstattempts to deal with this topic.
    In ancient Alexandria, automata (mechanical people) were skillfullyconstructed out of screws, linchpins, levers, and wheels. These appearedin religious plays, arousing mystical awe in people with their ability tosprinkle holy water. A maturer version of the automata, which appearedby way of Islamic society, came into its own on the corners of Europe inthe 17th and 18th centuries. The minutely crafted Vaucanson automatawas a flute player that played a melody with its fingers while adjustingair flow with its lips and tongue. This was one perfect example of therealization of a machine that externalized the self.
    Automata techniques were further cultivated through the development ofthe mechanical clock. In the 17th century, clocks, which were smallchronometers that were already equipped with springs and balancingwheels, gradually started to permeate middle-class society. In the clockof the day, there were also complex functions such as longitudemeasuring for sea voyages, but there was still no reason for commonpeople to know the precise time or measure their day. Clocks, likeautomata, existed as symbolic, not utilitarian, machines. The origin ofthis symbolism was rooted in the simple fact that they "moved freely."
    At the dawn of the modern age, time began to be measured by mechanicalclocks. The clock became a symbolic metaphor for the movement of theuniverse, natural systems, and human beings. With the clocks theythought up, DESCARTES, GALILEO, and NEWTON opened the door to themodern era. The machine, with its "mechanistic" tradition, that sheds themost intense light on the history of Western thought is none other thanthe clock. Scientific analysis and synthetic methods were derived fromassembling and disassembling clocks. The uniform division of abstract,homogeneous time and space, which became the foundation formathematics and physics, was already being measured out by thetick-tack (the sound of infinitesimal calculus!) of the clock. The clock wasthe first engineering product in human history, and increased need forclocks called for the development of an energy resource to activateautomated machine tools. Clockmakers of the time broke with theindustrial revolution and became spinners. They were in essencedischarged by the flow of history that was moving toward the machine forthe purpose of production. It would be no exaggeration to say thatmodern and contemporary Western knowledge and technology allradiates from a single point of light, the mechanical clock.
    What exact part of people was it that was externalized by the clock? Theclock externalized the mysticism at the very recesses of humans and theworld. Externalization in this case concerned free movement in constantrepetition, and the universality of "being alive" as seen in humans and theworld. In this era of dynamics, if automata were a concrete projection ofthe human body, the clock projected a highly purified, abstracted versionof human life.
  • The Production Machine
  • To explain the relationship between the machine and the capitalisteconomy, it would require a discussion so detailed as to be uncontainablein a single volume. In the end, the machine assimilated the principleconcepts of capitalism to become what is today a given: "The productionmachine." In the same way, humans and the world both became entangledin the production process. In this process, the nature of the machinebecame utilitarian and efficient, making it seem as if these were itsoriginal features. In the age of the clock, the slight movements of thespring and pendulum were enough. But with the shift to machines forproduction, more energy became necessary, and the 19th century becamethe age of power production. Massive amounts of energy were used formassive machine tools. Each part of the machine was divided intofunctions for each independent machine with a production line ofefficiency installed to link them all together. It was a continuous seriesof goal-oriented methods in which machines were used for the productionof movement in order to move machines for the production of machinesfor the production of something.
    The massive amount of energy that the human race tricked out of naturehad to be tamed for the purpose of production. Continuing on into the20th century, the situation became like a bucking bronco that had beenbroken in with the start of control and communication. To make machinesfunction with the reliability of a living thing, it became necessary for themachine to know itself and the surrounding environment. The concepts ofinformation, entropy, and feedback extended the view of system, whichuntil that point had been thought of as closed, to the exterior.
  • The Cybernetic Machine
  • Cybernetics came into the world as a form of interdisciplinary researchthat dealt with control and communication. Cybernetics was essentiallynothing more than a shift to a more abstract, more comprehensive focusconcerning the machine. The concept of the machine became one oftransforming systems. In this equation, substance was not the foundation;the sign (information) was the foundation. The historical process ofreducing the world to homogeneous units of signs passed from phoneticalphabets to printing, and on to scientific quantification until it was atleast reduced to the simplest, clearest ultimate signs: 0 and 1. The twolines that led to mechanization and reduction of the sign, passed throughthe history of science and capitalist production, asserting a stronginfluence on each other as they extended, and for the first time,intersected.Strangely, today cybernetic machines have resurrected the originalmachineness of the automata and the clock. Finally, we have gotten to thepoint where we can begin to talk about the computer.




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